Financial Regulatory Compliance Experts 2025

I have 24 years of experience in the credit counseling industry, specializing in operations, compliance, debt management, and consumer financial education. As Senior Manager of Compliance and Media at Money Fit, I ensure our programs meet strict standards for integrity, accuracy, and regulatory compliance. I am a HUD Certified Housing Counselor and serve on the Board of Directors for the Financial Counseling Association of America (FCAA). My work focuses entirely on nonprofit credit counseling. I help consumers understand the clear mechanics of regulated debt management versus the risks tied to for-profit debt settlement. Consumers deserve straightforward financial guidance that is realistic, responsible, and built for actual progress.

Regulatory compliance consultant and trainer based in Cyprus, specialising in EU financial services regulation. CFA charterholder with CySEC Advanced and AML certifications. Founder of CPDs.Academy, a CySEC-accredited online training platform for compliance professionals. Former Head of Compliance at XM (Trading Point) and founder of Hesper Capital, a CySEC-authorised AIFM. Available to comment on MiFID II, MiCA, AML/CFT and the EU AML Package, DORA, market abuse and insider dealing, CySEC enforcement, suitability and product governance, and the EU Retail Investment Strategy. Recent regulatory analysis has covered MiCA implementation across the EU, MAR insider dealing enforcement, MOKAS findings on financial crime in Cyprus, and ESMA's 2025 supervisory action on marketing communications. Educated at Bayes Business School, City, University of London. Writes regularly for CPDUK and publishes regulatory analysis at CPDs.Academy.

I’m a lifesciences compliance strategist with a passion for building real-world, right-sized programs in fast-moving environments. With deep experience in pharma and medtech, I specialize in translating regulatory complexity into practical, actionable frameworks. I’ve spent 7+ years navigating the gray areas of compliance—from training physicians on industry expectations to building startup programs from the ground up. I believe compliance should be ethical, functional, and human-centered—and that culture is built through clarity, storytelling, and respect, not fear. Outside of policy and audits, I speak regularly on startup compliance and love turning “boring” topics into memorable moments. I'm here to connect, create, and contribute.

A senior compliance architect and regulatory advisor with 20+ years of experience across fintech, banking, payments, and emerging financial technologies. Amber holds an LLM in Financial Risk Management and specializes in AML program development, AI oversight, and enterprise risk management. She partners with founders and executive teams to build scalable, defensible compliance frameworks that drive growth and enable safer innovation.

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William Berg is a securities expert at DayTrading.com with more than 20 years of experience reviewing brokers, trading platforms and the rules that sit behind them. With a legal and financial background, he has audited countless brokers and investigated thousands of trading scams and clone firms, giving him a sharp eye for what separates a trustworthy platform from a costly mistake. William holds an LL.M. from the Gothenburg School of Business, Economics and Law, where he focused on securities law and international trade. He later studied at Moscow State University, adding to a background that blends law, business administration and cross border finance. That mix gives him a solid grip on both the legal fine print and the real world mechanics of online trading. Before and alongside his editorial work, William consulted on IPOs in the Nordic market, worked with fintech startups in payments and point of sale systems, and provided localization for leading forex trading software. He has also spent years as a writer and fact checker for financial publications, using that experience to test brokers, compare trading tools and explain complicated topics without turning them into legal soup. As an active market participant, William has placed thousands of private and test trades across forex, CFDs, options and stocks, while testing different trading platforms and apps. His practical experience, paired with a deep knowledge of securities law and broker regulation, makes him well placed to comment on broker safety, platform quality, trading risks and the standards traders should expect before putting money on the line.

Retired OCC National Bank Examiner 31 years examining Large Commercial Banks. Retired in June 2024. Currently work as Independent Bank Consultant advising large and international banks on curreny regulatory matters and financial crime.

Crypto and DeFi executive specializing in regulated market expansion, compliance-driven growth, and institutional partnerships. Former Regional Lead at Binance and Amber Group, responsible for scaling operations across Europe in complex regulatory environments (MiCA, AML). Currently focused on AI-powered DeFi and automated portfolio infrastructure, building systems that bring institutional-grade standards to onchain execution. Creator of the Compliance-Led Growth Framework (CLGF), a practitioner system for MiCA-regulated crypto market entry and CASP authorisation, battle-tested inside major exchanges, infrastructure providers, and institutional crypto businesses, and published via Thiess Invest GmbH.

Natalia Taft is a seasoned compliance executive and independent regulatory advisor with over 20 years of experience working with regulated financial institutions across the United States, Europe, and international markets. She has held senior compliance leadership roles at global banks, broker-dealers, the world’s largest asset management firm, and fintech companies, as well as advisory roles at Big Four consulting firms. Natalia specializes in designing and implementing flagship global compliance programs. Her expertise includes managing complex regulatory remediation and transformation programs — particularly following supervisory findings, licensing events, or organizational changes — as well as overseeing AI- and data-driven compliance governance. Throughout her career, Natalia has successfully guided companies through complex regulatory challenges and enforcement actions imposed by the U.S. Federal Reserve, SEC, FINRA, NYSDFS, and various European regulators. Her expertise also includes leading compliance program transformations, independent audits and reviews, and regulatory investigations.

CA Prateek Mittal is a seasoned financial expert and IBBI Registered Valuer with over two decades of experience in business valuations, corporate finance, and strategic advisory. As the Director of Valuations at [FinVal Research & Consultancy](https://finvalresearch.in), he specializes in delivering high-authority compliance and advisory solutions, including ESOP valuations, corporate guarantee valuations, and startup advisory. A thought leader in the evolving corporate landscape, Prateek frequently publishes insights on cutting-edge industry shifts, from integrating AI and Big Data into valuation practices to navigating ESG compliance risks and supply chain crises. Alongside his valuation expertise, he serves as a Virtual CFO, helping businesses optimize their financial strategies, secure fundraising mandates, and drive operational efficiencies. --- ### Key Media Angles & Topics I Can Comment On: * Regulatory & Compliance Valuations: Deep dives into ESOPs, Corporate Guarantees, and international accounting standards. * The Intersection of Finance & Tech: How AI, big data, and automated tools are transforming modern valuation models. * Startup Ecosystem & Fundraising: Strategic structuring, mid-market growth challenges, and investment readiness. * Risk Management: Evaluating ESG compliance risks and implementing Virtual CFO frameworks during economic volatility.

I am a personal finance researcher and founder of The Money Decoded, a plain-English finance education site based in India. I research budgeting, saving, debt, investing basics, and financial literacy — and explain these topics clearly for people who were never taught how money works. My perspective is not academic. It comes from lived experience. In 2011, our family's publication business collapsed overnight. We mortgaged our home to start a new business. That failed too. The bank began proceedings to auction our house. It took a decade of effort — my savings from working as a Project Manager at InfluxIQ Tech Pvt. Ltd., my brother's contribution, and help from friends and relatives — to finally recover the house from auction in 2021. That experience taught me what financial planning means when the stakes are real. Since then I have researched personal finance thoroughly, backing every article with sources from the Reserve Bank of India, the Federal Reserve, CFPB, IRS, and peer-reviewed research. At The Money Decoded I have published 60+ research-led articles covering financial literacy, budgeting, saving, debt, credit, and investing — plus free calculators for compound interest, loan EMI, inflation, savings goals, emergency funds, and net worth. My expertise covers: — How financial hardship unfolds for middle-class Indian families — Plain-English finance for complete beginners — Budgeting and saving on tight or irregular incomes — Psychological and practical barriers to financial resilience — The Indian financial system — RBI policy, CIBIL scores, PPF, SSY, fixed deposits I am available as a source for stories on personal finance, financial resilience, money mistakes, budgeting for beginners, debt management, financial literacy gaps, and personal finance in India. Website: https://themoneydecoded.com https://www.linkedin.com/in/tapabrata-biswas-94230b2b5/

Meet Dhriti Mukherjee Pipil – Trade Economist, Consultant, Speaker & Educator Dhriti Mukherjee Pipil is a Delhi NCR–based international trade economist, consultant, researcher, and speaker, specialising in trade finance, foreign trade policy, and agricultural trade. She is the Founder of Global Trade Institute (GTI), an institution focused on building export-ready professionals and businesses through practical trade education. She currently serves as a Senior Research Fellow at Indian Institute of Foreign Trade (IIFT), where her work examines India’s agricultural trade policy, export restrictions, price volatility, and supply chain dynamics. She is also an empanelled faculty with Federation of Indian Export Organisations (FIEO), delivering specialised sessions on export finance and international payment systems. Dhriti is a Leadership Member at the Women in International Trade Business Council (WIITBC) under the International Trade Council (ITC), and serves on the Economic Advisory Board of the Economic Transformation Council, contributing to trade-led policy discourse. With over a decade of experience in banking and trade finance, her expertise spans export finance, cross-border payments, foreign exchange markets, trade risk management, WTO frameworks, and emerging digital trade finance systems. She holds professional certifications from the Indian Institute of Banking & Finance (IIBF) and the International Chamber of Commerce (ICC). Her work bridges policy, practice, and pedagogy—offering consultancy in export strategy, trade finance structuring, compliance, and market entry. She actively mentors MSMEs and startups, enabling them to navigate global markets with operational clarity. Dhriti has authored peer-reviewed research in journals such as Economic & Political Weekly and The Indian Economic Journal, alongside policy contributions to The Hindu BusinessLine, Down To Earth, Policy Circle, AgroSpectrum, and global platforms including the World Trade Centre. She is a regular speaker at national and international forums, including the Economist Intelligence Unit (2025), International Trade Council (2025), WTO Chairs Programme, and Indian Economic Association. Through her work, she seeks to reduce information asymmetry in global trade and build a more inclusive, resilient, and knowledge-driven export ecosystem.

Matt Jude is a CERTIFIED FINANCIAL PLANNER practitioner and Equity Compensation Associate at Rebalance, a fee-only SEC-Registered Investment Adviser (RIA) that provides in investment management and comprehensive financial planning services.Areas of service: Financial Planning, Investment Management, Retirement Planning, Cash Flow Planning, Equity Compensation Planning, Tax Planning, Estate Planning, Education Funding, Insurance PlanningCertified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP , CERTIFIED FINANCIAL PLANNER , and CFP (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Damon Paull, AWMA® - Financial Advisor, Best-Selling Author, Military Veteran As a wealth management advisor and Amazon best-selling author in Money and Business, Damon Paull brings a military precision to financial journalism. His recent collaboration with former FBI hostage negotiator Chris Voss on "Empathetic Leadership" shows he can take complex financial concepts and turn them into stories that resonate with everyone. With over 8 years of industry experience and a background as a Marine Corps veteran and State Department contractor, Damon writes about: • Intergenerational wealth transfer • Corporate benefit plan optimization • Investment portfolio construction • Business succession planning • Veteran financial empowerment • Global market analysis through a geopolitical lens As a Wealth Management Advisor at Cetera Investors, Damon’s expertise goes beyond traditional financial planning. He uses cutting-edge financial technology and analysis tools to bring you fresh perspectives on emerging trends and investment opportunities. His writing style is data-driven with a storyline, making complex financial concepts accessible to sophisticated investors and general audiences. Regular contributor to discussions on wealth preservation, market dynamics and financial technology. Damon welcomes opportunities to provide professional commentary and in-depth analysis for financial publications looking for expert opinions on wealth management and investment strategies. For editorial inquiries or commentary: Damon Paull, AWMA Damon.Paull@ceterainvestors.com 804.270.2765 Glen Allen, VA Available for national and international commentary Cetera Investors is a marketing name of Cetera Investment Services. Securities and Insurance Products offered through Cetera Investment Services LLC, member FINRA/SIPC. Advisory services offered through Cetera Investment Advisers LLC. 140 EASTSHORE DR. SUITE 105, GLEN ALLEN, VA 23059. 804-346-4670. The opinions expressed are those of the writer, not recommendations of Cetera Investment Services LLC or its representatives. www.EagleVisionWealthManagement.com www.EagleVisionAccounting.com

9+ years PR and media relations experience. Now in the ultra-high-net-worth wealth management space with Fidelis Capital after years in the luxury goods and real estate sectors with Discovery Land Company, Casamigos Tequila, and Tiffany & Co. Have secured national coverage for Fidelis Capital in Barron's, Bloomberg, Crain Currency, Forbes, Kiplinger, Reuters, and the Wall Street Journal, along with trade coverage in Financial Planning, InvestmentNews, and WealthManagement.com. Fidelis Capital is a 5-star firm in Newsweek's 2026 list of America's Top Financial Advisory Firms. Subject matter experts at Fidelis Capital include: - Chris Gunster, CFA, Partner & Head of Fixed Income (previously Bank of America Chief Investment Office, oversaw $60 billion in assets; Forbes.com contributor) - Rick Simonetti, Founding Partner, CEO & Head of Wealth Planning (previously Wells Fargo Private Wealth Management's National Head of Wealth Planning; Kiplinger contributor) - Matt Michaels, CFA, CFP, Founding Partner & Co-Chief Investment Officer (previously Wells Fargo Private Bank Senior Private Wealth Portfolio Manager; deep expertise in private markets investing) - Neale Ellis, CFA, Founding Partner & Co-Chief Investment Officer (previously Bank of America Private Bank principal portfolio manager of Managed Active Core)

Damodhar Mata is a Dubai-based financial advisor who is often quoted in Gulf News on topics related to financial planning, investments, and insurance. He provides guidance on budgeting, saving, and investing, particularly for UAE residents. He has also been featured in other publications like Khaleej Times. Here's a more detailed look at his work: Financial Planning: Damodhar Mata specializes in holistic financial planning, investments, and insurance. Budgeting and Savings: He offers advice on how to manage finances, create budgets, and save effectively, especially for those living in the UAE. Overspending in Dubai: He has commented on the issue of overspending among some UAE residents, particularly due to factors like discount offers and easy access to credit, according to a Gulf News report. Home Insurance: He has also discussed the importance of home insurance for homeowners in the UAE. Regularly Featured in Media: His insights are regularly featured in Gulf News and Khaleej Times. Nexus Insurance Brokers: He is a senior consultant at Nexus Insurance Brokers.

Jeffrey Barnett is a fiduciary financial advisor with over 30 years of experience, specializing in growing wealth, tax optimization, and retirement security. Jeffrey created and manages Fintegrity , an independent, fee-only, fiduciary Registered Investment Adviser (RIA) to serve clients who reside in the United States. At Fintegrity , we create unique solutions for each client investing more than $1 million. Our personalized approach ensures precision and care toward meeting your financial aspirations.Call Jeffrey at (201) 266-6829 or email Jeff@Fintegrity.com for a complimentary consultation. Let us help you secure your financial future.

James is a CPA, IRS Enrolled Agent, and Tax Resolution Specialist at CanvaTax (canvatax.com), where he helps individuals and businesses resolve complex tax issues including IRS debt, back taxes, and penalty relief through programs like the IRS Fresh Start Initiative. With hands-on experience navigating IRS negotiations and tax compliance, James provides practical, results-driven guidance to clients facing financial uncertainty.

Permit Division is a trusted partner for both permit expediting and construction consulting, helping clients avoid costly delays, reduce risk, and move projects forward faster. Our team works closely with architects, engineers, and contractors, offering both technical guidance and hands-on coordination.

Adam has over 25 years of experience in private funds and asset management compliance. Prior to joining Optima, Adam was a Partner & CCO of J. Goldman & Co., L.P. (JGC), an SEC and NFA registered global multi-strategy/multi-manager hedge fund with long/short equity and quant strategies comprising several billion in AUM, for over a decade. Adam served on JGC’s Operating Committee, led governance restructuring, jointly oversaw the HR, IR, Operations, and IT Departments, and managed all legal, regulatory, and compliance matters globally. Previously, Adam was the Global CCO of John A. Levin & Co. (f.k.a BKF Asset Management, Inc.) and held management positions on the sell side at several regional wire houses including Ladenburg Thalmann & Co. and Gruntal & Co. Adam is a regular contributor to various investment industry periodicals and frequently speaks at industry events on a wide range of topics, including insider trading, trade desk oversight, data integrity/ big data/AI compliance, third party vendor due-diligence, CCO liability and managing regulatory examinations/investigations. In 2016, Adam was invited by the SEC to speak at their Annual National CCO Outreach program. Adam also served on the Board of Directors of The National Society of Compliance Professionals (“NSCP”) from 2010-2018, where he created and chaired the NSCP Private Funds Committee and NSCP Regulatory Interchanges. Adam works with private funds and wealth managers of varying sizes, strategy and complexities including, hedge, quant, private equity, real estate, and venture capital to build out practical compliance programs and provide ongoing regulatory compliance advice and support. Adam manages numerous regulatory examinations and inquiries and works with clients in undertaking mock examinations to ensure preparedness.